Nick joined Nottingham Advisors in March 2020 as the Chief Compliance Officer and Director of Operations and is a member of the Investment Policy Committee. He is responsible for overseeing compliance within the firm and ensuring compliance with laws, regulatory requirements, policies, and procedures. Additionally, Nick works to improve operational efficiencies across the Nottingham Advisors team and improve the client experience.
Nick brings over 8 years of Operations and Compliance experience working for State Street, Putnam Investments, and Manulife Investment Management. These experiences have rounded out his skill set and allow him to bring new perspectives to Nottingham Advisors.
BBA, Business Administration from State University of New York at Oswego, 2011
Chartered Financial Analyst (CFA) designation, 2019
Nick is an avid fisherman. He has fished from Florida to Alaska and many places in between. Last summer, he caught a 380lb tuna off Cape Cod.