Nicholas DiRienzo, CFA

Chief Compliance Officer

Nicholas joined Nottingham Advisors in March 2020 as the Chief Compliance Officer and Director of Operations and is a member of the Investment Policy Committee. He is responsible for overseeing compliance within the firm and ensuring compliance with laws, regulatory requirements, policies, and procedures. Additionally, Nicholas works to improve operational efficiencies across the Nottingham Advisors team and improve the client experience.

Nicholas brings over 10 years of Operations and Compliance experience working for State Street, Putnam Investments, and Manulife Investment Management. These experiences have rounded out his skill set and allow him to bring new perspectives to Nottingham Advisors.

EDUCATION

BBA, Business Administration from State University of New York at Oswego, 2011
Chartered Financial Analyst (CFA) designation, 2019

COMMUNITY INVOLVEMENT

Nicholas is a member of the CFA Society of Buffalo.